Responsibilities 
a. To review the financial reporting templates of SEC and recommend appropriate changes 
b. Advice governing council on permissible investment advisory services and recommend changes if any c. To assist with investor education across the country and capacity building of industry members 
d. To promote integrity in the investment advisory industry by fostering adherence to global standards e. To bolster the notion of self- regulation  
  
Membership
    i. Kisseih Antonio – (Chair) 
    ii. Elsie Enninful Adu – Parkstone Capital 
    iii. Nana Sarfo   – Bora Capital
    iv. Edem Harrison – Frontline Advisors 
    v. Okwei Dowuona – SEM Capital
    vi.  Ruth Atobrah – NDK 
    vii. Dorothy Ametefe – First Atlantic Asset Mgt. 
    viii. Alex Asiedu   - Stanlib
    ix. Anastacia Arko - (Secretary)