The purpose of the Committee is to interpret the code of ethics, to consider and recommend appropriate actions on inquiries of the GC concerning complaints, breaches and enforcement and recommend amendments as it deems necessary. To this end the Committee educates members on the code and provides guidance for the industry as it relates to professional conduct and standards.  

The EPSC is accountable to the Governing Council and has responsibility to advise Council on matters relating to and affecting the Securities Industry/ Capital Market in Ghana.  

a. To manage, advice and promote the collective interest of the Broker-Dealer community in Ghana. 
b. To advice Council on matters relating to and affecting, the stock and bond markets in Ghana and the Broker-Dealer community.

a. To recommend policies to promote the development of the stock market and related products and services. 
b. To assist in resolution of disputes arising from the business activities of Broker-Dealers when requested by any of the parties concerned. 
c. To maintain and manage disciplinary records of the executives and employees of members.   


Kofi Adusei Koduah-Sarpong          Sarpong Capital Markets Limited

Winston Nelson Jnr.                            Amber Securities Limited

Armah Akotey                                      Databank Brokerage Limited

Fouad Idun-Ogde                               SBG Securities Ghana Limited

Ben Ackah                                            UMB Stockbrokers Limited

Edem Dewotor                                   EDC Stockbrokers Limited

Enyonam Dagadu                             Amber Securities Limited

Randy Ackah                                       IC Securities (Gh) Limited

Seth Ofori                                            SIC Brokerage Limited

To advise the Governing Council on matters relating to regulatory and legislative matters that may impact on the Industry.  

a. Review all regulatory changes that affect the industry  
b. Make policy recommendations to the Regulator and other key parties in order to promote development in the industry 
c. Recommend amendments or make new proposals altogether d. Provide guidance for the industry as it relates to the direction and strategy.   


Kojo Addae–Mensah                   Databank Financial Services Limited

Enyonam Dagadu                       Amber Securities Limited

Richard Agala                            Guarantee Trust Bank Ghana Limited

Madeline Nettey                         Republic Investments (Gh.) Limited

Akwesi Adu-Boahene                  Fidelity Securities

Emmanuel Owusu                       EDC Investments Limited

Kofi Adusei Koduah-Sarpong       Sarpong Capital Markets Limited

Marian M. Dsane                        GSIA Secretariat

a. To review the financial reporting templates of SEC and recommend appropriate changes 
b. Advice governing council on permissible investment advisory services and recommend changes if any c. To assist with investor education across the country and capacity building of industry members 
d. To promote integrity in the investment advisory industry by fostering adherence to global standards e. To bolster the notion of self- regulation  

Kisseih Antonio              Sentinel Asset Management Limited

Kwabena Boamah          Stanbic Investment Management Services Limited

Eugenia Basheer            Tesah Capital Limited

Nana Sarfo                    Bora Capital Advisors Limited

Helena Kemetse             Databank Asset Management Services Limited

Cecelia Hesse                 Temple Investments Limited

Henry Sunkwa-Mills        InvestCorp Asset Management Limited

Marian Maanaa Dsane     GSIA Secretariat

a. To review existing standards of training for industry players annually and make recommendations. 
b. To identify relevant training courses by external bodies and arrange for members to attend. 
c. To ensure that training courses are organized across the country to give equal access to all members. d. To organize investor education programs e. To collaborate with the Ghana Education Services to develop training programs for inclusion in the curriculum of JHS, SHS and Tertiary Institution in the country. 


Eugenia Basheer Tesah               Tesah Capital Limited

Gillian Hammah                          Databank Financial Services Limited

Faustina Coleman-Forson            Central Securities Depository

Diana Okine                               Ghana Stock Exchange

George Allotey                           Stanbic Investment Management Services Limited

Edmund Brite Oppong                 Standard Chartered Bank, Custody

Emmanuel Cudjoe                      Black Star Brokerage Limited

Marian M. Dsane                        GSIA Secretariat

a. To advise governing council on permissible services for custodians and trustees and recommend changes if any 
b. To promote integrity of the business of custodians and trustees by fostering adherence to ethical and professional standards 
c. To recommend policies to promote the development of the custodial and trustee services.


Beverly Frimpong          Standard Chartered Bank, Custody

Akua Sackey Acquah      Stanbic Bank Ghana Limited

Elias Dey                       Fidelity Bank Ghana Limited

William Sowah               Stanbic Bank Ghana Limited

Alvin Aba-Foli                Zenith Bank Ghana Limited

Richard Agala                Guaranty Trust Bank Ghana