Ethical Standard

1. Good Faith
Executives and employees of GSIA members shall make honesty and trust their most important value, and shall perform their duties fairly based on moral ethics.

2. Duty of Faithfulness
Executives and employees of GSIA members shall do their utmost to maintain their expertise by taking pride in their role as financial service advisors and providers, while faithfully performing their duties for the continuous growth of their company and the GSIA and the development of the Securities Industry in Ghana.

3. Compliance with Laws
Executives and employees of GSIA members shall, when performing their duties, fully understand and comply with all the laws and regulations related to maintaining the integrity of the capital market.

4. Principles of Customer First

Executives and employees of GSIA members shall operate with the understanding that customers are the basis and reason for their company’s existence, and they shall always act in the customer’s interest.

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