Members of the Association shall consist of Regular and Associate members.
Regular membership status is to all companies and service providers licensed by the Securities and Exchange Commission including Registrars, Trustees, Custodians and Depositories
Regular Members shall be represented by their Chief Executive Officers or alternate officials, not more than a level below the Chief Executive Officers.
Companies with multiple licenses issued by the Securities and Exchange Commission shall be required to hold regular membership equal to such number of licenses held.
Associate membership is to any approved Securities or Commodities Exchange as may be resolved by members of the Association.
Apply For Membership
New members shall fill out and submit an application form prescribed by the Association and pay an admission fee.
- Broker - Dealers - 18
- Fund Managers - 68
- Custodians - 13
- Investment Advisory - 3
- Registrar - 1
- Security Depository - 1
- Stock Exchange - 1